Entity-Level Controls - Operational - OAM126WEB

Overview

Organizations rely on effective internal controls to keep risk at bay. Entity level controls act at the enterprise level to make sure that directives are carried out and include a variety of direct and indirect actions that improve oversight, manage risks and in general strengthen an organization’s control environment. This webinar covers different types of entity level controls and shows how to audit and make sure they are supporting the organization’s efforts to have a robust governance, risk management and compliance infrastructure.

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Tuition cost

$195

NASBA Certified CPE

2 Credits

Auditing

Why you should attend

You should attend because entity level controls are key to corporate governance and many compliance requirements, and auditors must have sufficient knowledge of them for success in the role.

Who should attend

Internal and external auditors, financial auditors, audit management, compliance and risk management professionals.

What You'll learn

You will learn what entity level controls are, roles and responsibilities, linkages to key control frameworks, ways of evaluating them, and best practices so you can make effective recommendations for improvement.

Prerequisites

None

 1. Entity Level Controls:

  • Definition, types and their importance
  • Benefits to the organization and other interested stakeholders
  • Responsibilities of the board and management
  • Linkages to COSO, ISO, COBIT and The Three Lines of Defense

2. Common Entity Level Controls:

  • Identification and qualitative attributes
  • Going beyond their presence and ways to determine their condition

3. Evaluating Entity-Level Controls:

  • Who wants to know about this?
  • Techniques to assess ELCs
  • Using IT general controsl and data analytics
  • Making recommendations for improvement that get implemented

4. Promoting Best Practices:

  • ELCs and their impact on corporate culture
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Schedule your course

Use the table below to select the time and location that works best for you.

Timezone: America/New_York

November 2021

TBD
Nov 5th, 2021-Nov 5th, 2021
SELECT THIS DATE
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ACI Learning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.