Auditing for In-Charge Auditors: The Control Environment and the Audit Process
Overview
Auditing for In-Charge Auditors: The Control Environment and the Audit Process Overview
This course focuses on how In-Charge Auditors lead audits. Participants will review audit program development and changes, risk assessments, setting and managing priorities, expectations, delegation, staff performance, and overall productivity, reviewing workpapers, stakeholder management, and incorporating fraud detection techniques into audit programs. The focus is on managing the dynamics of an audit and applying project management principles to increase the effectiveness of the engagement.
Topics covered include audit concepts, the changing control environment, hard and soft controls, changes since Sarbanes-Oxley was implemented, and steps in the audit process. This course also covers Governance, Risk and Compliance (GRC), key governance events and frameworks, the important role of the in-charge, workpaper quality, and performance evaluations.
Who Should Attend
Financial, Operational, Information Technology, and External Auditors.
0h 1mWEBVTT
Auditing for In-Charge
Auditors. Welcome to Auditing
for In-Charge Auditors, the
control environment and the
audit process. This course
provides insights into audit
program development and
management, staff performance,
work paper reviews, stakeholder
management and the integration
of fraud detection techniques
into audit programs. The core
focus is on managing audit
dynamics and adopting project
management principles for
effective engagement. This
comprehensive course navigates
through audit concepts, control
environment changes, hard and
soft controls, the effects of
Sarbanes-Oxley enactment,
and the steps in the audit
process. We explore governance
risk and compliance or GRC, key
governance events and
frameworks, the pivotal role of
the In-Charge Auditor, work
paper quality and performance
evaluations. This course is
tailored for financial
operations, information
technology and external
auditors. Successfully
completing this course earns
you 6.5 CPE credits.
Learning Style
On Demand
Level
Intermediate
Includes
Practice Test
Skill Lab
Assessment
Who this course is for
Financial, Operational, Information Technology, and External Auditors.
NASBA Certified CPE
6.5 credits
Field of Study
Auditing
Length of course
6.5h
Advanced Preparation
None
11 Episodes
Here are the topics we'll cover
- Course Overview
- Overview
- Control Environments
- Audit Process
Learning Options
Options for this course
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ACI Learning is registered with NASBA
ACI Learning is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: https://www.nasbaregistry.org/